Interactive Brokers Fined $ Million for Naked Short Selling Violations - WSJ - sec ruling naked shorting


Naked short selling - Wikipedia sec ruling naked shorting

The Securities and Exchange Commission .

Naked short selling, or naked shorting, is the practice of short-selling a tradable asset of any In the United States, naked short selling is covered by various SEC regulations which prohibit the practice. .. However, on September 17, , the SEC issued new, more extensive rules against naked shorting, making "it crystal.

SEC Issues New Rules to Protect Investors Against Naked Short Selling Abuses. FOR IMMEDIATE RELEASE Washington, D.C.

In a "naked" short sale, the seller does not borrow or arrange to borrow the securities in time to make delivery to the buyer within the standard.